Higher Degree by Research Regulations for Master's (by Research) Degrees
As approved by Academic Senate on 28 November 2003 (Resolution Number
AS 318/03)
CRICOS Provider Code: 00301J
"Absent Without Leave status"
| - | means the candidate has not submitted an Annual Progress Report by the due date and he/she has not applied to the Divisional Graduate Studies Committee for Leave of Absence. |
"Candidacy"
| - | means the process in which enrolled candidates undertaking a Higher Degree by Research have their research program, supervisory arrangements and on-going progress approved by the Divisional Graduate Studies Committee in accordance with the Higher Degree by Research Regulations for Master's (by Research) or Doctoral Degrees. |
"Conditional status"
| - | means the candidate's enrolment is constrained by conditions determined by the Divisional or University Graduate Studies Committee. |
"Confirmed Candidature"
| - | means enrolment in the Higher Degree by Research program following approval of Candidacy. |
Divisional Graduate Studies Committee"
| - | means the Divisional Committee responsible for the admission, enrolment, candidature and examination of Higher Degree by Research candidates and which makes recommendations to the University Graduate Studies Committee during the period of the candidate's enrolment. |
"Head of Enrolling Area"
| - | means the Head of an area that is permitted to enrol Higher Degree by Research students. |
"Interim Thesis Committee"
| - | means a committee of supervisors appointed by the Divisional Graduate Studies Committee at the time of approval of admission to the program and comprises at least a Chairperson and a Supervisor. |
"Masters (by Research) degree"
| - | means a research Master's degree as approved by the Academic Senate. |
"Overtime"
| - | is the term used to identify a candidate who is enrolled but has not submitted a thesis within the prescribed time limits as determined in the Higher Degree by Research Regulations for Master's (by Research) or Doctoral Degrees. |
"Provisional Candidature"
| - | means enrolment in the Higher Degree by Research prior to approval of Candidacy. |
"Thesis Committee"
| - | means a supervisory committee formally appointed by the Divisional Graduate Studies Committee at the time of approval of Candidacy and associated with a specific candidate as defined in these Regulations. It comprises at least three persons including a Chairperson, Supervisor, and one or more Associate Supervisors or a Co-supervisor or a combination of both. |
"Thesis Examining Panel"
| - | means the panel that is appointed prior to submission of the thesis and comprises the Chairperson of the Thesis Committee (ex officio) acting as Chair, and two Examiners at least one of whom is external to the University. An internal Examiner must be external to the School in which the candidate is enrolled. |
"Under Examination status"
| - | is the status held by the candidate following submission of the thesis and prior to determination of the classification of the thesis by the University Graduate Studies Committee. |
"University Graduate Studies Committee"
| - | means the standing committee of the Academic Senate. |
| (a) | Unless the contrary intention appears in these Regulations or in any policy statement arising therefrom, the provisions of the Code of Conduct for the Responsible Practice of Research, adopted by Council in October 1991, as updated from time to time, shall be deemed to apply for the purpose of these Regulations. |
| (b) | The University Guidelines for Higher Degrees by Research Candidates should be read in conjunction with these Regulations and provide guidance to candidates and supervisors in relation to good practice in postgraduate research supervision and conduct. |
| (a) | Subject to and in accordance with these Regulations, a Master's (by Research) degree shall be awarded for a thesis as defined in Regulation 11 or a combination of a thesis and coursework in which the coursework component does not exceed one third of the Master's degree program. In all cases the thesis must in the opinion of the Examiners be a substantial original contribution to the knowledge or understanding of a field of study and demonstrate the capacity of the candidate to conceive, design and carry to completion independent research. |
| (b) | The Office of Research and Development is responsible for the administration of the Regulations and in particular the management of the process of examination of all Higher Degree by Research theses. |
3. GENERAL ADMISSION REQUIREMENTS
For admission to a Master's degree program an applicant shall satisfy the Divisional Graduate Studies Committee that at least one of the following eligibility criteria has been met: |
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| (a) | graduated with or qualified for the award of the degree of Bachelor with First Class Honours or Second Class Honours within the University; |
| (b) | graduated with or qualified for the award of Postgraduate Diploma within the University; |
| (c) | graduated with or qualified for the award of the degree of Bachelor within the University, with a superior performance, together with relevant and substantial work experience; |
| (d) | obtained qualifications from another institution which are recognised by tertiary admissions authorities in Australia and which are deemed to be equivalent to, or a satisfactory substitute for, any of the qualifications prescribed in Regulation 3(a), (b) or (c). |
4. ENROLMENT AND DURATION OF STUDY
| (a) | A candidate may enrol in a Master's degree either full-time or part-time. Enrolment shall be continuous with the exception of periods of Leave of Absence as approved by the Divisional Graduate Studies Committee. |
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| (b) | Enrolment in the Master's degree shall be for a minimum period of one year and a maximum period of two years of equivalent full-time study. The time limits shall be adjusted for approved periods of Leave of Absence. In exceptional circumstances the periods of enrolment noted above may be varied by the University Graduate Studies Committee upon the recommendation of the Divisional Graduate Studies Committee. |
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| (c) |
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| (d) | Candidates who seek to enrol part-time must satisfy the Head of Enrolling Area that they are able to devote the time necessary for the satisfactory completion of the research program within the prescribed time limits. |
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| (e) | A candidate enrolled for a Master's degree normally shall conduct the research, other than field work, at the University. The Head of Enrolling Area may recommend to the Divisional Graduate Studies Committee that a candidate be permitted to conduct the research at another institution or at other places, particularly where special facilities exist, provided that the Head of Enrolling Area is satisfied that the research can be supervised in a safe and satisfactory manner and that appropriate facilities and infrastructure exist. |
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| (f) | The Divisional Graduate Studies Committee, upon the recommendation of the Head of Enrolling Area, must be satisfied that an appropriate level of contact can be maintained between the candidate and the Thesis Committee. The level of face-to-face contact (either in person or using appropriate technology) should be agreed between the candidate and the Thesis Committee prior to Candidacy and should be reviewed annually. The agreed level should be reported in the Annual Progress Report. |
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| (g) | No candidate may be enrolled in a Master's program at the University while simultaneously enrolled in any other higher degree, Bachelor's degree, or diploma course at this or any other institution, without the approval of the University Graduate Studies Committee. |
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| (h) | The Head of Enrolling Area may, after consultation with the Thesis Committee, allow a full-time candidate to undertake a limited amount of University teaching or other work and, in agreed circumstances, to enrol for study in units other than those prescribed in the Master's degree program in accordance with Regulation 4(j). The Head of Enrolling Area must be satisfied that these activities will not interfere with progress in the Master's degree program. |
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| (i) | A candidate who is unable to pursue his/her studies may be granted Leave of Absence and have enrolment suspended for a period of one to twelve months by the Divisional Graduate Studies Committee on the recommendation of the Head of Enrolling Area. In exceptional circumstances, the Divisional Graduate Studies Committee may approve further periods of Leave of Absence. Applications for retrospective periods of Leave of Absence may be considered in exceptional circumstances. Candidates are required to lodge the application for Leave of Absence on the prescribed form prior to the start date of the proposed period of leave. |
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| (j) | A Master's degree program may contain both coursework and research (thesis) components. For the purposes of these Regulations, the research component of a Master's degree must comprise at least two thirds of the degree program. The coursework component may be as prescribed in the course description or at the direction of the Head of Enrolling Area following consultation with the candidate and the Thesis Committee. |
5. APPLICATION FOR ADMISSION AND ENROLMENT
| (a) | An application for admission into a Master's degree shall be made on the prescribed form and shall be lodged with the relevant Head of Enrolling Area. The applicant shall disclose all previous tertiary studies. |
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| (b) | The Divisional Graduate Studies Committee may approve an application for admission provided the Head of Enrolling Area has certified that:
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| (c) | The Head of Enrolling Area shall, following consultation with the candidate, nominate an Interim Thesis Committee comprising a Chairperson and a Supervisor which shall be submitted to the Divisional Graduate Studies Committee for approval. One or more Associate Supervisors and/or Co-Supervisor(s) may also be nominated for approval. | ||||||||||
| (d) | The Chairperson shall be a member of the academic staff of the University and possess at least a Master's qualification or be deemed by the Divisional Graduate Studies Committee to be of equivalent status. | ||||||||||
| (e) | The Supervisor shall be a member of the academic staff of the University. A Supervisor shall possess at least a Master's qualification or be deemed by the Divisional Graduate Studies Committee to be of equivalent status with recognised standing in the field of study. Only a full-time or fractional-time staff member shall be appointed as the Supervisor. Where a member of staff has a limited-term appointment, the Head of Enrolling Area shall certify at the time of appointment of the Supervisor that adequate supervision is available for the duration of the proposed research program. |
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| (f) | The Associate Supervisor(s) shall be appointed from within or outside the University to assist the Supervisor in the supervision of the Master's candidate. At least one Associate Supervisor shall possess at least a Master's qualification in the field of study or be deemed by the Divisional Graduate Studies Committee to be of equivalent status with recognised standing in the field of study. If external to the University, the Associate Supervisor(s) shall consent in writing to this appointment. | ||||||||||
| (g) | The Head of Enrolling Area may appoint a Co-Supervisor who may be another member of academic staff, an Adjunct Fellow2 or an Emeritus Professor of the University. The Co-Supervisor shall possess at least a Master's qualification or be deemed by the Divisional Graduate Studies Committee to be of equivalent status with recognised standing in the field of study. |
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| (h) | A member of staff who is enrolled in a Master's program shall not be appointed as a Supervisor or Co-Supervisor of a Master's candidate. |
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| (i) | The Divisional Graduate Studies Committee shall advise all applicants for admission of the decision of the Committee. Successful applicants shall be provided with an offer of a place and other information necessary for the completion of enrolment into the Master's program. A copy of these Regulations and any other guidelines which may be approved from time to time shall be provided to the candidate at the time of offer of a place in a Master's Program. |
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| (j) | Successful applicants shall confirm acceptance of the offer of a place by completion of an Enrolment Form and such other forms and instructions as required to comply with the University's enrolment requirements. No enrolment shall be regarded as having been completed until the candidate has been notified by the General Manager, Student and Staff Services or nominee. |
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| (k) | A candidate who is deemed to have Provisional Candidature, will be required to submit a Summary of Proposed Research Program for the purposes of Candidacy, as prescribed in Regulation 6. A candidate may not submit a thesis for examination until Candidacy has been approved. |
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| (l) | An applicant for admission who has completed more than six months' enrolment for a Master's (by Research) degree in another University may be permitted by the Divisional Graduate Studies Committee, on the recommendation of the Head of Enrolling Area, to count for credit the whole or any part of the period of this enrolment, as a period completed in a Master's (by Research) degree program at this University, provided that:
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| (a) | Master's (by Research) candidates with Provisional Candidature shall apply for Candidacy on the prescribed form to the Divisional Graduate Studies Committee not later than three months of equivalent full-time study after initial enrolment. Extension of time may be approved by the Divisional Graduate Studies Committee. The application for extension form shall include the Supervisor's recommendation, endorsed by the Head of Enrolling Area. |
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| (b) | Candidates enrolled in a research Master's program with a prescribed coursework component with Provisional Candidature shall apply for Candidacy on the prescribed form to the Divisional Graduate Studies Committee not later than three months of equivalent full-time study following successful completion of the assessed course work component to the satisfaction of the Thesis committee. |
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| (c) | Failure to apply for Candidacy within the prescribed time limits may result in the candidate's enrolment status being changed to "Conditional" by the Divisional Graduate Studies Committee. Should Candidacy not be approved within a further period prescribed by the Divisional Graduate Studies Committee, the Divisional Graduate Studies Committee may recommend to the University Graduate Studies Committee that the candidate's enrolment be "Terminated". |
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| (d) | Candidacy will be approved by the Divisional Graduate Studies Committee on fulfilment of the following conditions:
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| (e) | After Candidacy has been approved, the Divisional Graduate Studies Committee may approve changes to the thesis title and composition of the Thesis Committee on the recommendation of the Head of Enrolling Area. Where there is a significant change of focus in the research program, a new Candidacy application must be submitted, as prescribed in Regulation 6(d). |
7. TRANSFER AND CONVERSION BETWEEN HIGHER DEGREE BY RESEARCH PROGRAMS
| (a) | Candidates wishing to transfer between Higher Degree by Research programs shall follow the appropriate procedures based on whether or not they have attained Candidacy for the course in which they are enrolled at the time of application as follows:
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| (b) | The Divisional Graduate Studies Committee shall advise the candidate whether or not the application is successful and arrange for the enrolment to be amended as necessary. |
8. THESIS COMMITTEE AND SUPERVISORS FOR CONFIRMED CANDIDATURE
| (a) | At the time of application for Candidacy, the Head of Enrolling Area shall, following consultation with the candidate, nominate a Thesis Committee of at least three persons, comprising a Chairperson, Supervisor and either one or more Associate Supervisors or a Co-Supervisor or a combination of both. The nominated Thesis Committee shall be submitted to the Divisional Graduate Studies Committee for approval. |
| (b) | The Chairperson shall be a member of the academic staff of the University and possess at least a Master's (by Research) Degree or be deemed by the Divisional Graduate Studies Committee to be of equivalent status. |
| (c) | The Supervisor shall be a member of the academic staff of the university. A Supervisor shall possess at least a Master's (by Research) Degree or be deemed by the Divisional Graduate Studies Committee to be of equivalent status with recognised standing in the field of study. Only a full-time or fractional-time staff member shall be the Supervisor. |
| (d) | The Associate Supervisor(s) shall be appointed from within or outside the University to assist the Supervisor in the supervision of the Master's candidate. At least one Associate Supervisor shall possess at least a Master's (by Research) Degree in the field of study or be deemed by the Divisional Graduate Studies Committee to be of equivalent status with recognised standing in the field of study. If external to the University, the Associate Supervisor(s) shall consent in writing to this appointment. |
| (e) | The Head of Enrolling Area may appoint a Co-Supervisor who may be another member of academic staff, an Adjunct Fellow3 or an Emeritus Professor of the University. The Co-Supervisor shall possess at least a Master's (by Research) Degree or be deemed by the Divisional Graduate Studies Committee to be of equivalent status with recognised standing in the field of study. |
| (f) | A member of staff who is enrolled in a Master's program shall not be appointed a Supervisor or Co-Supervisor of a Master's candidate. |
| (g) | After Candidacy has been approved the Divisional Graduate Studies Committee may approve changes to the composition of the Thesis Committee on the recommendation of the Head of Enrolling Area. The Head of Enrolling Area should consult with the candidate prior to making such recommendations to the Divisional Graduate Studies Committee. |
| (h) | In the event that an appointed Supervisor or Co-Supervisor is unable to supervise the candidate for a period exceeding three months, the Head of Enrolling Area shall, following consultation with the candidate, nominate a replacement Supervisor or Co-Supervisor for the relevant period for approval by the Divisional Graduate Studies Committee. |
| (i) | In the event that the Chairperson of the Thesis Committee is unable to perform the assigned duties for a period exceeding three months, the Head of Enrolling Area shall nominate a replacement Chairperson for the relevant period for approval by the Divisional Graduate Studies Committee. |
| (a) | The candidate and Thesis Committee shall be jointly responsible for ensuring regular and adequate communication throughout the period of candidature. |
| (b) | The candidate shall submit an Annual Progress Report by the due date specified by the University Graduate Studies Committee to demonstrate progress towards the stated objectives of the Master's degree program. The Dean, Graduate Studies or the Thesis Committee may, following consultation with the candidate, require the candidate to submit reports, additional to the Annual Progress Report, to monitor progress in the Master's degree. |
| (c) | Candidates making satisfactory progress and likely to complete the research program as prescribed should be accorded the status of "Good Standing". Candidates whose progress raises concerns as to their ability to complete the research program as prescribed should be accorded "Conditional" status. Candidates whose progress is unsatisfactory and who are unable to complete the research program should have their enrolment terminated and/or counselled regarding alternatives. Annual Progress Reports shall assist in the determination of academic status. Recommendations regarding the academic status of candidates other than those whose status remains "Good Standing", shall be made by the Head of Enrolling Area or appropriate alternative to the Divisional Graduate Studies Committee. |
| (d) | If a candidate fails to submit an Annual Progress Report by the due date, the Head of Enrolling Area may recommend to the Divisional Graduate Studies Committee that the candidate be withdrawn from enrolment and their status be changed to Absent Without Leave. |
| (e) | Candidates shall remain enrolled provided they have been granted "Good Standing" or "Conditional" status in accordance with Regulation 9(c). |
| (f) | Candidates whose status is changed to "Conditional" shall be notified in writing by the Divisional Graduate Studies Committee of the applicable conditions. |
| (g) | Candidates who have been identified as Overtime shall be placed on "Conditional" status and notified in writing by the University Graduate Studies Committee of the applicable conditions. |
| (a) | In accordance with Regulation 4(a), a candidate shall remain enrolled continuously until the thesis has been submitted for examination to the Thesis Examinations Officer, except during periods of approved Leave of Absence. |
| (b) | A candidate who is not on approved Leave of Absence and is deemed by the Head of Enrolling Area, following consultation with the Supervisor, not to be actively pursuing their research program may, upon recommendation to the Divisional Graduate Studies Committee by the Head of Enrolling Area, be withdrawn from enrolment and have their status changed to Absent Without Leave for a period of six months. |
| (c) | In exceptional circumstances a candidate whose status is Absent Without Leave may be re-enrolled on the recommendation of the Head of Enrolling Area to the Divisional Graduate Studies Committee after a period of time on whatsoever terms and conditions the Divisional Graduate Studies Committee may prescribe consistent with the Higher Degree by Research Regulations for Master's (by Research) Degrees. |
| (d) | A candidate whose status is Absent Without Leave for a period exceeding six months may have his/her enrolment terminated by the University Graduate Studies Committee in accordance with Regulation 16. |
11. THESIS SUBMISSION FOR EXAMINATION
| (a) | A thesis shall normally be presented in Standard English. Any exceptions to this requirement must, upon the recommendation of the Divisional Graduate Studies Committee, be approved by the University Graduate Studies Committee, in which case it may be required that the thesis be accompanied by a translation into Standard English. |
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| (b) | A thesis shall be presented in one of the following forms:
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| (c) | A candidate submitting a thesis in a form as specified in Regulation 11(b)(i) or 11(b)(iii) shall submit three temporary bound copies (normally using thermal binding) of the thesis to the University Graduate Studies Committee. A candidate submitting a thesis in a form as specified in Regulation 11(b)(ii) shall submit to the University Graduate Studies Committee three copies of the thesis in a format specified by the Divisional Graduate Studies Committee. |
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| (d) | The thesis shall conform to the following conditions:
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| (e) | A thesis submitted in the form of a series of published papers shall conform to the following:
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| (f) | The thesis may be presented for examination in electronic portable document format (.pdf), providing there is written agreement of the examiner(s) to review an electronic version. |
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| (g) | The sources from which the candidate's information is derived, the extent to which the work of others has been used and/or for which the assistance of individuals, associations or institutions has been obtained, shall be acknowledged generally in a preface or introduction, and specifically in notes, references and appendices. |
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| (h) | The thesis shall not be accepted for examination without a statement from the Supervisor, on behalf of the Thesis Committee, recommending that the thesis be sent for examination. Notwithstanding the above, if the Supervisor, on behalf of the Thesis Committee, declines to provide such a statement, the candidate may request the thesis be sent for examination in accordance with Regulation 15 (Grievance Procedures). |
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| (i) | Where a thesis contains material that may reasonably affect the security of persons, nations, industry or commerce the University Graduate Studies Committee may, upon recommendation from the Head of Enrolling Area prior to submission, declare the thesis to be confidential for a specified period of time, normally not exceeding two years. |
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| (j) | A candidate shall, subject to the University's Ownership of Intellectual Property policy and supporting procedures (Operational Policy D001, D001/P1.1, and D001/P1.2), own the Copyright in the thesis. |
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| (k) | The copies of the thesis submitted by the candidate shall become the property of the University. The copies are subject to any confidentiality agreements entered into by the University, the candidate, and any sponsoring body of the research in accordance with the University's Ownership of Intellectual Property policy and supporting procedures (Operational Policy D001, D001/P1.1, and D001/P1.2). |
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| (l) | The candidate may submit a digital copy of the final version of the thesis in a format approved by the University Graduate Studies Committee in accordance with the Guidelines for the Submission of Digital Theses of Higher Degree by Research Students. |
| (a) | The Divisional Graduate Studies Committee shall, on the recommendation of the Head of Enrolling Area, appoint a Thesis Examining Panel, comprising:
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| (b) | No person who is or has at anytime been a member of a candidate's Interim Thesis Committee or Thesis Committee shall be eligible for appointment as an Examiner. |
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| (c) | In recommending a Thesis Examining Panel, the Head of Enrolling Area shall take all reasonable steps to ensure that Examiners are free from bias with respect to the candidate, the Supervisor, or the University and shall preserve the integrity and independence of the examination process. |
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| (d) | Examiners shall possess at least a Master's qualification or be deemed by the Divisional Graduate Studies Committee to be of equivalent status with recognised standing in the field of study. |
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| (e) | Examiners are requested to examine a thesis within six weeks of receipt. If any Examiner is unable to complete the examination within three months, the Head of Enrolling Area may recommend a replacement Examiner to the Divisional Graduate Studies Committee for approval. |
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| (f) | The Dean, Graduate Studies may, upon recommendation by the Divisional Graduate Studies Committee, appoint a replacement Examiner, or Adjudicator as appropriate, in the following circumstances:
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| (g) | Names of Examiners shall not be released unless the Examiner(s) specifically approves the release of his/her identity, subject to the provisions of the Freedom of Information Act. Only the Dean, Graduate Studies (or nominee), the Chairperson of the Divisional Graduate Studies Committee and the Chairperson of the Thesis Committee may communicate with the Examiners regarding the examination process while the thesis is under examination. Breaches of this Regulation in relation to communication with Examiners will be referred to the University Graduate Studies Committee and may be interpreted as misconduct within the terms of University policy (refer to the Agreement on Enterprise Bargaining (Academic Staff) and Curtin University of Technology - Statute No. 10 - Student Discipline Statute). |
| (a) | The Examiners shall examine the thesis principally in terms of:
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| (b) | The University Graduate Studies Committee shall require each Examiner to submit an independent, written report on the merits
of the thesis which shall contain an assessment of the thesis in relation to the stated thesis objectives and as a requirement for
a Master's degree. The report shall include one of the following recommendations:
Furthermore, an Examiner or the Chairperson of the Thesis Examining Panel may recommend to the University Graduate Studies Committee an oral examination of the candidate in accordance with the provisions of Regulation 14. |
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| (c) | The reports of the Examiners shall be conveyed to the Chairperson of the Thesis Committee who shall then make a recommendation to the University Graduate Studies Committee through the Divisional Graduate Studies Committee as provided in Regulation 13(d), (h) or (j) below. | ||||||||
| (d) | Where the recommendations contained in the Examiners' reports are in substantial agreement, the Chairperson of the
Thesis Committee, having discussed the reports with the Thesis Committee, shall:
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| (e) | The length of period for an amendment or submission for re-examination of a thesis shall be determined by the Chairperson of the Thesis Committee, but in any case shall not exceed twelve months from the date of notification to the candidate. In exceptional cases, upon the recommendation of the Divisional Graduate Studies Committee, the University Graduate Studies Committee may approve an extension of a period up to a maximum of six months. Failure by the candidate to resubmit a revised thesis within this time frame may result in the candidate's enrolment being terminated. | ||||||||
| (f) | On receipt of a re-submitted thesis, the Examiner (see Regulation 13(b)(iii)) shall classify the thesis as passed or failed. In the case of a recommendation of pass, the Examiner may recommend further minor amendments only, to be completed to the satisfaction of the Chairperson of the Thesis Committee. | ||||||||
| (g) | A thesis may be re-submitted for examination in a revised form only once during the examination process. | ||||||||
| (h) | Where the thesis is recommended as passed on the basis of amendment or re-submission, the Chairperson of the Thesis Committee shall attach to the Chairperson's Report a statement documenting the candidate's response to the Examiners' reports. In determining the recommendation to the Divisional Graduate Studies Committee regarding whether the candidate should be awarded the Doctoral degree, the Chairperson of the Thesis Committee shall consider the results of any coursework component of the Doctoral degree program in relation to the course description and any prescribed coursework during the period of candidature. | ||||||||
| (i) | Where the recommendations of the Examiners do not allow determination of a result based on a clear weight of
opinion5 the Chairperson of the Thesis Committee, having discussed the reports with
the Thesis Committee, shall recommend to the Divisional Graduate Studies Committee the appointment of an Adjudicator
who shall adjudicate between the Examiners' reports on the basis of the thesis presented (in original form or as resubmitted,
whichever is appropriate). The Adjudicator shall be appointed by the Divisional Graduate Studies Committee and shall be
external to the University. The Adjudicator shall be appointed in a manner consistent with Regulations 12(b), (c), (d), (e) and (g) pertaining to the appointment of Examiners. In consideration of a thesis which has not been previously resubmitted for examination and with due reference to the Examiners' Reports, the report of the Adjudicator shall recommend:
The report of the Adjudicator shall be conveyed to the Chair of the Thesis Committee who will make a recommendation to the Divisional Graduate Studies Committee regarding the classification of the thesis. |
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| (j) | The Chairperson of the Thesis Examining Panel may communicate with an examiner in the following circumstances:
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| (k) | The University Graduate Studies Committee shall consider the recommendation of the Divisional Graduate Studies Committee
regarding the classification of the thesis.
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| (l) | The decision of Council to confer the award shall be conveyed to the candidate by the General Manager, Student and Staff Services. | ||||||||
| (m) | Where a thesis has been declared Confidential, the University Graduate Studies Committee shall inform the University Library that circulation of the thesis, including any digital copies, should be restricted in accordance with Regulation 11(h) for the agreed period of time. | ||||||||
| (n) | Where the University Graduate Studies Committee accepts a recommendation from the Divisional Graduate Studies Committee that a thesis be classified as failed, the student will be notified by the Dean, Graduate Studies. The General Manager, Student and Staff Services will also be notified of the classification. The University Graduate Studies Committee shall retain one of the temporarily bound copies of the thesis for record purposes and the remaining copies shall be returned to the candidate. |
| (a) | An Examiner or the Chairperson of the Thesis Committee may recommend to the University Graduate Studies Committee an oral examination of the candidate to clarify aspects of the thesis submitted for examination. |
| (b) | An oral examination may only be recommended by an Examiner or Chairperson of the Thesis Committee following the initial examination of a thesis and is not permitted following consideration by an Examiner(s) of a re-submitted thesis. The detailed reasons for the recommendation should be provided in writing to the University Graduate Studies Committee. |
| (c) | Where the University Graduate Studies Committee accepts a recommendation for an oral examination it shall appoint a Convenor to co-ordinate and facilitate the oral examination process. The Convenor shall be a senior member of academic staff of the University in a School other than that in which the candidate undertook his/her research. |
| (d) | The oral examination shall be conducted at a suitable location determined by the Convenor in consultation with the candidate, the Chairperson of the Thesis Committee and the Examiners. The format of the oral examination shall be determined by the Convenor in consultation with the candidate, the Chairperson of the Thesis Committee and the Examiners and should involve a brief presentation by the candidate followed by a series of questions without notice from the Examiners and Chairperson of the Thesis Committee. The total time permitted for the oral examination should not exceed two hours. |
| (e) | An oral examination must include at least one Examiner either in attendance or via video or teleconference links where appropriate. Both Examiners must be given the opportunity to attend or participate using appropriate technology. Members of the Thesis Committee shall also be permitted to attend the oral examination but are not permitted, other than the Chairperson, to comment during the examination process. |
| (f) | All costs involved in the conduct of an oral examination and the associated administrative organisation shall be the responsibility of the School in which the candidate is enrolled. |
| (g) | An Examiner not in attendance or participating in the oral examination using appropriate technology (a non-participating Examiner) shall be invited to provide written questions to the Convenor prior to the oral examination. The Convenor shall ensure that the questions from a non-participating Examiner are put to the candidate and the responses noted. |
| (h) | The Convenor and members of the Thesis Examining Panel in attendance at the oral examination shall convene in camera immediately following the oral examination to consider the candidate's responses. The outcome of the meeting of the Thesis Examining Panel shall be conveyed in writing to the Divisional Graduate Studies Committee for consideration. The recommendation of the Divisional Graduate Studies Committee shall be conveyed to the University Graduate Studies Committee for consideration in accordance with Regulation 13(k). |
| (i) | An oral examination should normally be held within four weeks of the decision of the University Graduate Studies Committee that such an examination be held. |
| (a) | A candidate who has a complaint or grievance regarding supervision or other matters affecting candidature (other than in relation to classification of theses or termination of enrolment) shall report, in the first instance, to the Chairperson of the Thesis Committee. If the matter cannot be resolved at this level, the candidate shall report the matter to the Head of Enrolling Area, or to the relevant Executive Dean where the Head of Enrolling Area is a member of the candidate's Interim Thesis Committee or Thesis Committee. In the event of disagreement, the candidate shall have the right to have the matter considered by the Divisional Graduate Studies Committee. If a candidate has exhausted all avenues for resolution of the complaint or grievance at a Divisional level and he/she believes that the matter has not been satisfactorily considered, he/she may write to the Dean, Graduate Studies outlining the complaint or grievance. |
| (b) | Notwithstanding the above, all complaints and grievances will be considered in accordance with the University Grievance Resolution Policy (Operational Policy: E008) |
| (a) | The enrolment of a candidate may be terminated by the University Graduate Studies Committee, upon the recommendation of
the Divisional Graduate Studies Committee, in any of the following circumstances:
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| (b) | Where a recommendation that a candidate's enrolment be terminated is accepted by the University Graduate Studies Committee, the candidate shall be notified of the grounds for the recommendation in writing. | ||||||||||
| (c) | A candidate may appeal against a recommendation by the University Graduate Studies Committee of termination of enrolment in accordance with Regulations 17(a) to (d) inclusive. | ||||||||||
| (d) | In exceptional circumstances a former candidate whose enrolment was previously terminated may be re-admitted on the recommendation of the relevant Head of Enrolling Area and Divisional Graduate Studies Committee after a period of time as determined by the University Graduate Studies Committee and on whatsoever terms and conditions it may prescribe consistent with the Higher Degree by Research Regulations for Master's (by Research) Degrees. |
| Appeals Against Termination of Enrolment | |||||||
| (a) | The candidate may, within 28 days of date of letter of notification of termination of enrolment, appeal in writing to the Dean, Graduate Studies against the decision that the candidate's enrolment be terminated. Appeals will be permitted on procedural grounds only. In accordance with Australian Vice-Chancellors Committee (AVCC) Policy, appeals by candidates simply rejecting an assessment of the merit of their work will not be permitted nor will an appeal on the grounds of complaint about the inadequacy of supervision or other arrangements during the period of study. In these latter cases the grievance procedures (see Regulation 15) should be used at the appropriate time. | ||||||
| (b) | Upon receipt of an appeal, the Dean, Graduate Studies shall convey the submissions of the candidate, the Supervisor, the
Chairperson of the Thesis Committee and the University Legal Officer, to the Senior Deputy Vice-Chancellor who shall determine
if a prima facie case exists for reconsideration of the candidate's termination of enrolment. If it is determined that a prima facie
case does exist, the Senior Deputy Vice-Chancellor will convene an Appeals Committee comprising:
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| (c) | The Appeals Committee shall resolve either to uphold the decision to terminate or permit the candidate to re-enrol and resume candidature under whatsoever conditions the Committee determines. | ||||||
| (d) | The decision of the Appeals Committee shall be final. | ||||||
Appeals Against Classification of Theses For the purposes of this regulation the thesis under consideration shall be the version that has been classified as failed. |
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| (e) | A candidate whose thesis has been classified as failed may, within 28 days of date of letter of notification of the failed
classification, appeal in writing against this classification to the Dean, Graduate Studies. Appeals will be permitted on the
following grounds only:
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| (f) | Upon receipt of an appeal, the Dean, Graduate Studies shall convey all relevant information to the Senior Deputy Vice-Chancellor
who shall, following consultation with the University Legal Officer, determine if a prima facie case exists for reconsideration
of the fail classification of the candidate's thesis. If it is determined that a prima facie case does exist the Senior Deputy
Vice-Chancellor will convene an Appeals Committee comprising:
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| (g) | On hearing the appeal, the Appeals Committee may resolve that:
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| (h) | The new Examiner(s), appointed under 17(g)(i), shall examine the thesis and submit a written recommendation under the same provisions as the original Examiners as prescribed in Regulation 13(a) and (b); | ||||||
| (i) | An Adjudicator, appointed under 17(g)(ii), shall adjudicate on the reports of the Examiners under the same provisions as prescribed in Regulation 13(e). | ||||||
| (j) | The decision of the Appeals Committee shall be final. | ||||||
18. BINDING AND DISTRIBUTION OF THESIS COPIES
| (a) | In order for a thesis submitted for examination to be classified as passed by the University Graduate Studies Committee, four copies of the final version of the thesis in appropriate binding or in a format specified by the Divisional Graduate Studies Committee shall be presented to the Office of Research and Development for distribution as follows:
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| (b) | Candidates may also submit their thesis in digital format to the Library in accordance with the Guidelines for the Submission of Digital Theses of Higher Degree by Research Students. |
19. MASTER'S DEGREE BY SUBMISSION OF PUBLISHED WORK BY STAFF OF THE UNIVERSITY
A member of staff who during the course of their employment has published a work or series of works may make application to the University Graduate Studies Committee to submit the published works for examination for the award of an appropriate Master's degree. The application must satisfy all of the following criteria: |
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| (a) | A person who has, for not less than three consecutive years during the preceding five years, been employed as a full-time member of the staff of the University (whether or not the person is currently so employed) may apply for admission to the degree on the grounds that the person has, by published work7 of which the person is the author or a joint author, made a substantial contribution to learning and demonstrated a capacity to relate the work done by the person to the broader framework of the discipline within which it falls at the standard internationally recognised for a Master's (by Research) degree in the relevant discipline or disciplines. |
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| (b) | The published work, or collection of published works, on which the applicant relies shall be comparable in quantity and academic quality to that which is required for a Master's (by Research) degree in the same general field of study. |
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| (c) | This Regulation does not apply in relation to a published work or collection of published works unless:
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| (d) | An application for the Master's (by Research) degree under this Regulation shall be made to the University Graduate Studies Committee as follows:
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| (e) | The application shall be in the form of a thesis in one of the following forms:
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| (f) | Subject to Regulations 19(g) and (h), the University Graduate Studies Committee shall direct the examination of the thesis as provided in Regulations 19(i), (j), (k) and (l). |
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| (g) | The applicant shall clearly mark in the thesis material which has been previously submitted for the purpose of obtaining a degree of any university. |
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| (h) | The University Graduate Studies Committee shall direct an examination of the publications, only if, in its opinion, they consist preponderantly of material which had not been previously submitted for the purpose of obtaining a degree of any university. |
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| (i) | The University Graduate Studies Committee may refuse to direct an examination of the thesis if the applicant has previously pursued a Master's (by Research) degree under these Higher Degree by Research Regulations for Master's (by Research) Degrees. |
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| (j) | The University Graduate Studies Committee shall, if an examination is directed, appoint two Examiners in accordance with Regulation 12, both of whom are external to the University. |
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| (k) | An applicant under this rule may be orally examined in a manner determined by the University Graduate Studies Committee and in accordance with Regulation 14. |
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| (l) | Examiners of the thesis must submit to the University Graduate Studies Committee a report in a form as prescribed in Regulation 13 in which they shall recommend that the applicant be awarded or be not awarded the appropriate Master's degree. |
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| (m) | The Dean, Graduate Studies (or nominee) shall, as Chair of the Master's (by Research) by Supplication Review Committee, receive the Examiners' reports and, after consideration by the Review Committee, report to the University Graduate Studies Committee. Subsequently the University Graduate Studies Committee may:
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| (n) | A applicant may appeal against a recommendation by the University Graduate Studies Committee that the Master's degree not be awarded in accordance with Regulation 17(e) to 17(j) inclusive. |
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20. EFFECTS OF CHANGES IN THE REGULATIONS
A candidate shall comply with these Regulations as from time to time amended or remade except that, where the University Graduate Studies Committee is of the opinion that any candidate has been or may be adversely affected by a change in the Regulations since initial enrolment, the candidate may be permitted to continue under such Regulation or Regulations in force at any time during the period of candidature and on conditions the University Graduate Studies Committee may prescribe. |
21. REPEAL OF PREVIOUS REGULATIONS
The previous Regulations governing the degree of Master's (by Research) at this University shall be repealed on the date on which the Regulations herein are promulgated. |
1 Details of English language proficiency requirements and associated support programs are outlined in the Guidelines for the Implementation of the English Language Support Program for International Postgraduate Research Students as it may from time to time be amended. (These Guidelines can be downloaded from the Office of Research and Development website at: http://research.curtin.edu.au/graduate/policies.cfm)
2 The term Adjunct Fellow is used to cover the following appointments: Adjunct Professor, Adjunct
Associate Professor, Adjunct Research Fellow, Adjunct Teaching Fellow, Adjunct Research Associate, Adjunct Teaching Associate.
3 The term Adjunct Fellow is used to cover the following appointments: Adjunct Professor, Adjunct
Associate Professor, Adjunct Research Fellow, Adjunct Teaching Fellow, Adjunct Research Associate, Adjunct Teaching Associate.
4 Persons who are external to the University will not hold or have held an employment contract with
the University within three months of nomination as an examiner or at any time during the examination process, nor will they be an
Emeritus Professor of the University.
5 The determination of whether or not a clear weight of opinion exists must occur at the time of
considering the original Examiners' reports and on receipt of any Examiners' reports following re-submission of a thesis as provided in
Regulations 13(b)(iii), 13(d)(iii) and 13(f). This determination must take
into account the content and context of the reports (i.e., a qualitative assessment of the reports) and the overall classifications (i.e., a
quantitative assessment of the reports). It is not sufficient to consider only the classifications of the Examiners. The role of the Adjudicator
is to resolve any situation in which it is not possible to determine a clear weight of opinion.
6 In certain circumstances the Adjudicator can recommend this classification
(13(i)(ii)) even though such a classification has not been recommended by any of the original Examiners. This
classification would be given where the Adjudicator believes the thesis requires amendment to the satisfaction of the Chairperson of the
Thesis Committee but does not warrant resubmission or failure.
7 Here "published work" should be interpreted broadly through the publication of a scholarly work in a peer-reviewed medium including accepted publication, exhibition or performance of a literary or creative work.